-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TxxyBOJM2wLv0fcQO2/ZT5vSEqfkkNS38cdZO9ygE++oz/9VF0vhlJfWR+EjI7aT vVWiv0YBbsc0GRkLV+rscg== 0000950170-99-000008.txt : 19990107 0000950170-99-000008.hdr.sgml : 19990107 ACCESSION NUMBER: 0000950170-99-000008 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990106 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LAHAINA ACQUISITIONS INC CENTRAL INDEX KEY: 0000855684 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841325695 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-51047 FILM NUMBER: 99501717 BUSINESS ADDRESS: STREET 1: 2900 ATLANTIC AVE. STREET 2: SUITE 2-102 CITY: FERNANDINA BEACH STATE: CA ZIP: 32034 BUSINESS PHONE: 4042774438 MAIL ADDRESS: STREET 1: 102 SOUTH TENTH STREET CITY: FERNANDIANA BEACH STATE: FL ZIP: 32034 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COOPER GRAHAM M CENTRAL INDEX KEY: 0001040379 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PEEK BUILDING GEORGE ST CITY: NASSAU BUSINESS PHONE: 2423222504 MAIL ADDRESS: STREET 1: PEEK BUILDING STREET 2: GEORGE ST CITY: NASSAU STATE: C5 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No.1) Under the Securities Exchange Act of 1934 LAHAINA ACQUISITIONS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 507275105 - -------------------------------------------------------------------------------- (CUSIP Number) Graham M. Cooper c/o Paxford Investments, S.A., Peek Building, George Street - -------------------------------------------------------------------------------- NASSAU, BAHAMAS N8160 (242) 322-2504 ------------------------------------ with a copy to: Michael G. Platner, Esq., Gunster, Yoakley, Valdes-Fauli & Stewart, P.A. 500 East Broward Blvd., Suite 1400, Fort Lauderdale, Florida 33394, (954) 462-2000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 7, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the act but shall be subject to all other provisions of the Act (however, see the Notes). The Exhibit Index is located on page 5. Page 1 of 4 SEC 1746 (12-91) SCHEDULE 13D CUSIP No. 507275105 Page 2 of 4 Pages --------- ------- --------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GRAHAM M. COOPER - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] N/A - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] N/A - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION THE BAHAMAS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES --------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING --------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- --------------------------------------------------- 10 SHARES DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* -0- - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION This Amendment 1 to Form 13D is being filed to report Paxford Investment, S.A.'s sale of 750,000 shares of common stock of Lahaina Acquisitions, Inc. ITEM 1. SECURITY AND ISSUER Common Stock, no par value, Lahaina Acquisitions, Inc. 5459 South Iris Street Littleton, Colorado 80123 ITEM 2. IDENTITY AND BACKGROUND a. This statement is being filed by Graham M. Cooper. b. Peek Building, George Street, Nassau, Bahamas N8160. (principal business and office address) c. Graham M. Cooper is the sole shareholder and a director of Paxford Investments, S.A., a corporation organized in The Bahamas. d. Not applicable. e. Not applicable. f. The Bahamas. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONDITIONS On December 7, 1998, Paxford Investments, S.A. ("Paxford") transferred all of the shares of Lahaina Acquisitions, Inc. ("Lahaina") beneficially owned by it, constituting 750,000 shares of Common Stock of Lahaina, to Mongoose Investments, LLC ("Mongoose") for Three Hundred Thousand and No/100 Dollars ($300,000) pursuant to an Irrevocable Stock Power dated December 4, 1998. ITEM 4. PURPOSE OF TRANSACTION See response to Item 3 above. (a) - (j): Not applicable. Page 3 of 4 ITEM 5. INTEREST IN SECURITIES OF ISSUER (as of December 7, 1998) NUMBER OF PERCENTAGE SHARES OWNERSHIP --------- ---------- a. Graham M. Cooper -0- 0% b. Graham M. Cooper is the sole shareholder and a director of Paxford Investments, S.A. which, in turn, has sole voting and investment power with respect to -0- shares. c. See the description set forth in Item 3 above. d. Graham M. Cooper, as the sole shareholder and a director of Paxford Investments, S.A., has the power to direct the receipt of dividends from, or the proceeds from the sale of, the 750,000 shares of Lahaina. e. Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUERS See response to Item 3 above. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS 1) Irrevocable Stock Power, by and between Paxford Investments, S.A. and Mongoose Investments, LLC executed December 4, 1998. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DECEMBER 29, 1998 Date /s/ GRAHAM M. COOPER - -------------------- Graham M. Cooper Page 4 of 4 EXHIBIT INDEX EXHIBIT DESCRIPTION - ------- ------------ 1) Irrevocable Stock Power, by and between Paxford Investments, S.A. and Mongoose Investments, LLC executed December 4, 1998 EX-1 2 EXHIBIT 1 IRREVOCABLE STOCK POWER FOR VALUE RECEIVED, the undersigned does hereby sell, assign and transfer to Mongoose Investments, LLC, Seven Hundred Fifty Thousand (750,000) shares of the common stock of Lahaina Acquisitions, Inc., a Colorado corporation (the "Corporation"), standing in the name of the undersigned on the books of the Corporation represented by certificate number 490. The undersigned does hereby irrevocably constitute and appoint Gunster, Yoakley, Valdes-Fauli & Stewart, P.A., their attorney-in-fact, to transfer the said stock on the books of the Corporation, with full power of the substitution in the premises. DATED: December 4, 1998 PAXFORD INDUSTRIES, S.A. /s/ IVYLYN CASSAR -------------------------------------- By: Ivylyn Cassar Its: Director, Secretary -----END PRIVACY-ENHANCED MESSAGE-----